In a bid to use technology to keep up with demands, Roberson Ventures Group, LLC has unveiled its latest software offering “RIA Review”. An easier approach to a compliance review for boutique registered investment advisors (RIAs). This technology focuses on providing investment advisors with a user-friendly compliance management system.
Successfully, the rise of technology is delivering greater efficiency for advisors in terms of automated trading (robo-advisors), financial planning, portfolio management, client relationship management (CRM’s), Regtech (compliance technology) and Roberson Ventures Group maintains the pace with the introduction of a new solution.
“RIA Review” is a compliance software that helps boutique investment advisors to maintain, monitor, and update its compliance review programs.
FEATURES: “RIA Review” has three versions to meet user demands.
- Free Version (3 features) (limited)*
- Premium Version (7 features)
- Premium Plus Version (full features) + integration capabilities
Review templates: With full feature-access, Premium plus users can use the compliance review platform (“Review Center”) to access month, quarterly or annual review forms.
Calendar-based alerts: Premium/Premium plus users will be able to receive monthly alerts of firm (to-do) deliverables and other reoccurring items.
Forms and other templates: Premium/Premium plus users can access various forms to make updates as needed.
News and updates: All users are provided access to general regulatory updates.
The ‘free’ experience: Users can try the free version and then decide to upgrade.
Preparedness for upcoming legislation: With more regulations in the pipeline, advisors are advised to adopt programs to monitor, maintain, and update its compliance program. In anticipation of these requirements, the company is committed to including policy review templates, additional tools, and the latest news applicable to RIA’s.
Use of software with firm personnel: As compliance cannot be fully automated without a human presence to provide supervision, “RIA Review” allows staff to login to system, check requirements, and make updates as warranted. The company’s compliance consulting affiliate, RIA Consults- Roberson Consults Group, will also be on hand to provide further assistance for firms.
Including (Nex-Gen) technology partners: The company is committed to increasing its technology-based solutions to help firms stay in pace with greater demands. Roberson Ventures Group seek to help advisors’ to create greater transparency for its clients and regulators.
According to reports, the next generation of investors are also starting to become more engaged in the use of technology (see” http://www.cnbc.com/2015/12/02/robo-advisors-solve-challenges-for-next-generation-of-investors.html”).
“Along with our other affiliate, RIAproducts.com, our software will feature next-gen tools for firms to build, update, and monitor their investment advisory practices. We are in the process of seeking nex-gen technology partners.” – Cory Roberson said.
Company Name: Roberson Ventures Group, LLC
Contact Person: Cory Roberson
Address:830 Stewart Drive, Suite #209
Country: United States